SEC Filings

8-K
PERNIX THERAPEUTICS HOLDINGS, INC. filed this Form 8-K on 02/27/2019
Entire Document
 

 


No.
Coverage Insurance Carrier Policy Period Policy Number Bound Cost* Limits / Coverages Retentions / Other
Considerations
1 Primary Directors & Officers Liability and Entity Securities Liability Chubb Insurance
Company of NJ
06/09/2015 - 06/09/2019 82238952 $252,250

$10,000,000 Aggregate Limit (each Policy Period)

 

Prior & Pending Litigation Date: 03/09/2010

 

$1,000,000 Each Claim for Company Reimbursement $1,500,000 Per Claim Securities Retention
$1,500,000 Each Merger & Acquisition Claim
2 Excess Directors & Officers Liability and Entity Securities Liability XL Specialty Insurance Company 06/09/2015 - 06/09/2019 ELU13931615 $75,525 $5,000,000 Each Claim and in the Policy Aggregate, excess of above captioned $10,000,000  
3 Excess Directors & Officers Liability and Entity Securities Liability Illinois National
Insurance Company
(AIG)
06/09/2015 - 06/09/2019 013637659 $61,229 $5,000,000 Each Claim and in the Policy Aggregate, excess of above captioned $15,000,000  
4 Excess Directors & Officers (Side A Only) Continental Insurance
Company of New
Jersey
(C.N.A)
06/09/2015 - 06/09/2019 592410463 $43,405 $5,000,000 Each Claim excess of above captioned $20,000,000 - solely with respect to non-indemnifiable loss (Side A Coverage) Includes Drop Down provision
5 Excess Directors & Officers (Side A Only) QBE Insurance
Corporation
06/09/2015 - 06/09/2019 QPL0051964 $34,442 $5,000,000 Each Claim and in the Aggregate, excess of above captioned $5,000,000 - solely with respect to non-indemnifiable loss (Side A Coverage), which in turn is excess of $25,000,000 Includes Drop Down provision
6 Excess Directors & Officers (Side A Only) National Union Fire
Ins Co Pittsburgh, PA
(AIG)
06/09/2016 - 06/09/2019 014570541 $30,470 $5,000,000 Each Claim and in the Aggregate, excess of above captioned $5,000,000 - solely with respect to non-indemnifiable loss (Side A Coverage), which in turn is excess of $30,000,000  
  SubTotal D&O Tower     $ 497,322    

Schedule 4.29 to Credit Agreement