SEC Filings

SC 13G/A
FLYNN JAMES E filed this Form SC 13G/A on 01/10/2019
Entire Document
 

CUSIP No. 71426V306 13G Page 9 of 14 Pages

 

Item 1(a). Name of Issuer:
   
 

Pernix Therapeutics Holdings, Inc.

   
Item 1(b). Address of Issuer's Principal Executive Offices:
   
 

10 North Park Place, Suite 201

Morristown, NJ 07960

   
Item 2(a). Name of Person Filing:
   
 

James E. Flynn, Deerfield Mgmt, L.P., Deerfield Management Company, L.P., Deerfield Partners, L.P., Deerfield Special Situations Fund, L.P., Deerfield Private Design Fund II, L.P. and Deerfield Private Design International II, L.P.

   
Item 2(b). Address of Principal Business Office, or if None, Residence:
   
 

James E. Flynn, Deerfield Mgmt, L.P., Deerfield Management Company, L.P., Deerfield Partners, L.P., Deerfield Special Situations Fund, L.P., Deerfield Private Design Fund II, L.P. and Deerfield Private Design International II, L.P., 780 Third Avenue, 37th Floor, New York, NY 10017

   
Item 2(c). Citizenship:
   
 

Deerfield Mgmt, L.P., Deerfield Management Company, L.P., Deerfield Partners, L.P., Deerfield Special Situations Fund, L.P., Deerfield Private Design Fund II, L.P. - Delaware limited partnerships;

 

Deerfield Private Design International II, L.P. – British Virgin Islands limited partnership;

 

James E. Flynn - United States citizen

   
Item 2(d). Title of Class of Securities:
   
 

Common Stock

   
Item 2(e). CUSIP Number:
   
 

71426V306

     
Item 3.

If This Statement is Filed Pursuant to Rule 13d-1(b), or 13d-2(b) or (c), Check Whether the Person Filing is a:

   
(a)

Broker or dealer registered under Section 15 of the Exchange Act.

     
(b) Bank as defined in Section 3(a)(6) of the Exchange Act.
     
(c)

Insurance company as defined in Section 3(a)(19) of the Exchange Act.

     
(d)

Investment company registered under Section 8 of the Investment Company Act.

     
(e) An investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E);
     
(f)

An employee benefit plan or endowment fund in accordance with Rule 13d-1(b)(1)(ii)(F);

     
(g)

A parent holding company or control person in accordance with Rule 13d-1(b)(1)(ii)(G);

     

(h)

A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act;

     
(i)

A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act;