SEC Filings

SC 13G/A
FLYNN JAMES E filed this Form SC 13G/A on 01/10/2019
Entire Document
 

CUSIP No. 71426V306 13G Page 10 of 14 Pages

 

     
(j) A non-U.S. institution in accordance with Rule 13d-1(b)(1)(ii)(J);
     
(k) Group, in accordance with Rule 13d-1(b)(1)(ii)(K).

 

If filing as a non-U.S. institution in accordance with Rule 13d-1(b)(1)(ii)(J), please specify the type of institution: _________________

 

Item 4. Ownership.
       

Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.

       
(a) Amount beneficially owned**:  
       
 

Deerfield Mgmt, L.P. – 27,219,604 shares

Deerfield Management Company, L.P. – 27,219,604 shares

Deerfield Partners, L.P. – 12,248,961 shares

Deerfield Special Situations Fund, L.P. - 2,722,062 shares

Deerfield Private Design Fund II, L.P. – 5,707,637 shares

Deerfield Private Design International II, L.P. – 6,540,944 shares

James E. Flynn – 27,219,604 shares

       
(b) Percent of class**:  
       
 

Deerfield Mgmt, L.P. – 4.985%

Deerfield Management Company, L.P. – 4.985%

Deerfield Partners, L.P. – 4.985%

Deerfield Special Situations Fund, L.P. - 4.985%

Deerfield Private Design Fund II, L.P. – 4.985%

Deerfield Private Design International II, L.P. – 4.985%

James E. Flynn – 4.985%

       
(c) Number of shares as to which such person has**:  
       
  (i) Sole power to vote or to direct the vote: All Reporting Persons - 0
       
  (ii) Shared power to vote or to direct the vote:

Deerfield Mgmt, L.P. – 27,219,604

Deerfield Management Company, L.P. – 27,219,604

Deerfield Partners, L.P. – 12,248,961

Deerfield Private Design Fund II, L.P. – 5,707,637

Deerfield Special Situations Fund, L.P. - 2,722,062 shares

Deerfield Private Design International II, L.P. – 6,540,944

James E. Flynn - 27,219,604

       
  (iii)

Sole power to dispose or to direct the disposition of:

All Reporting Persons - 0